ROC Forms for Change in Company Information under the Companies Act, 2013

A company must report specified changes in its statutory particulars to the Registrar of Companies (ROC) in the form and within the period prescribed by the Companies Act, 2013 and the rules made under it. The applicable filing depends on the nature of the change, the approvals required and the company's circumstances.

Updated filing note: MCA company filings operate through the MCA21 system, including web-based V3 forms. Older references to Form INC-1 for name reservation are no longer current. For a proposed change of name, the current MCA name-reservation service and the applicable resolution and approval filings should be used.

Common forms at a glance

Change or eventPrincipal provisionCommon filing / service
Appointment, resignation or change among directors and specified KMPSections 149, 152, 168 and 170, as applicableDIR-12
Change of company nameSection 13MCA name reservation service, MGT-14 where applicable, and INC-24
Alteration of object clause of memorandumSection 13MGT-14 with the special resolution and altered constitutional document, as applicable
Change of registered officeSection 12; Section 13 for inter-State shiftINC-22, and where applicable MGT-14, INC-23 and INC-28
Increase or alteration of authorised share capitalSections 61 and 64SH-7
Return of allotmentSection 39 and applicable rulesPAS-3
Conversion between private and public company statusSection 14 and applicable Incorporation RulesMGT-14 and INC-27; additional approval applies where required
Creation or modification of chargeSections 77 to 79CHG-1 for charges other than debentures; other charge forms apply according to the transaction
Satisfaction of chargeSection 82CHG-4
Alteration in particulars/documents of a foreign companySection 380 and applicable rulesFC-2
List of principal places of business in India of a foreign companyApplicable Foreign Companies RulesFC-3

Change in directors and key managerial personnel - DIR-12

Form DIR-12 is used to file particulars of appointment of directors and key managerial personnel and changes among them. Depending on the event, the Companies Act provisions concerning appointment, resignation and the statutory register of directors and KMP apply. The form should be filed within the statutory period applicable to the event, commonly 30 days for changes covered by the relevant rules.

Change in company name - Section 13

Section 13 governs alteration of the memorandum, including alteration of the company's name. A change of name generally requires reservation/approval of the proposed name through the current MCA service, the required members' resolution, filing of that resolution in Form MGT-14 where applicable, and an application/reporting in Form INC-24 for Central Government approval through the prescribed process.

The earlier Form INC-1 referred to in older material should not be used as the current name-reservation form. Before filing, check the live MCA service because workflow, attachments and validations can be revised.

Change in object clause of Memorandum of Association - Section 13

A company may alter the objects in its memorandum in accordance with Section 13. The required special resolution is filed with the ROC in Form MGT-14, together with the prescribed documents. Additional conditions apply in specified cases, including where money raised from the public through a prospectus remains unutilised.

Change in registered office - Section 12

Section 12 requires every company to maintain a registered office capable of receiving communications and notices. A change of registered office is reported in Form INC-22, subject to the applicable time limit and supporting documents.

Within the local limits of the same city, town or village

The change is generally reported to the ROC in INC-22 after the company completes the required corporate approval.

Outside local limits but within the same State and ROC jurisdiction

The company must obtain the approval required by Section 12 and file the relevant resolution where prescribed, followed by INC-22.

From the jurisdiction of one ROC to another within the same State

Approval of the Regional Director/Central Government authority is required under the statutory scheme. INC-23 is used for the prescribed application, followed by filing of the approval order and the registered-office change through the applicable forms, including INC-28 and INC-22 where required.

From one State to another

An inter-State shift involves alteration of the memorandum under Section 13. The process ordinarily includes the special resolution, MGT-14, application in INC-23, filing of the approval order in INC-28, and the registered-office filing in INC-22, subject to the current rules and MCA workflow.

Increase in authorised capital and allotment of shares

Where the articles authorise it, Section 61 permits a company limited by shares to alter its share capital by resolution in general meeting. Notice of alteration under Section 64 is filed in Form SH-7 within the prescribed period.

Where shares are allotted, the company files the prescribed return of allotment in Form PAS-3. An increase in paid-up capital therefore arises from the underlying allotment and its statutory reporting; PAS-3 is not itself a substitute for the corporate approvals required for the allotment.

Conversion of public and private companies

Private company to public company

Conversion requires alteration of the articles and compliance with Section 14 and the applicable rules. The special resolution is filed in MGT-14, and INC-27 is used for the prescribed conversion filing.

Public company to private company

Under Section 14, alteration having the effect of converting a public company into a private company requires approval of the Central Government, exercised through the prescribed authority and process. The company must complete the applicable special-resolution, approval and INC-27 filings under the current MCA workflow.

Registration, modification and satisfaction of charges

Sections 77 to 87 contain the principal statutory framework for registration and related matters concerning charges. For creation or modification of a charge other than one relating to debentures, Form CHG-1 is commonly used. The precise form depends on the nature of the charge and transaction.

When a registered charge has been paid or satisfied, the company reports satisfaction in Form CHG-4 in accordance with Section 82 and the Companies (Registration of Charges) Rules, 2014.

Change in information of a foreign company

A foreign company carrying on business in India is subject to the filing requirements in Chapter XXII of the Companies Act, 2013 and the Companies (Registration of Foreign Companies) Rules, 2014. Section 380 requires specified documents and particulars to be delivered to the Registrar.

Form FC-2 is used for a return of alteration in documents or particulars filed for registration by a foreign company, including applicable alterations relating to its charter or constitutional documents, registered or principal office, directors/secretary and other prescribed particulars. Form FC-3 is the prescribed form concerning the list of principal places of business in India established by the foreign company.

Practical caution: Filing requirements can depend on the company's facts, its articles, the type of resolution, jurisdiction and the latest MCA form version. Check the current MCA21 form, instruction kit and applicable rules before submission. Additional filings may be required for a particular transaction.

Official filing resources

For current webforms, instruction kits, fees, filing status and MCA21 updates, use the official Ministry of Corporate Affairs portal. The MCA portal has migrated a large set of company forms to its V3 system, so older procedural descriptions may no longer match the live filing interface.